Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maurice Rene Levesque | 1822531 | 2 | 10/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George Chui | 5534010 | 2 | 10/03/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donna Marie Delmar | 1649124 | 1 | 09/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |