Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Paul Cour | 6065894 | 6 | 02/21/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew Paul Cour | 6065894 | 6 | 02/21/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Austin Sykora | 6990661 | 5 | 02/20/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Austin Sykora | 6990661 | 5 | 02/14/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Austin Sykora | 6990661 | 5 | 02/14/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Austin Sykora | 6990661 | 5 | 02/14/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Stephen Cymbal | 7368778 | 1 | 12/31/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yifan Bian | 6829266 | 1 | 12/26/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel D Emery | 7644358 | 1 | 12/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Joseph Spica | 2658960 | 5 | 12/12/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |