Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hallie Leemu Wang | 2877580 | 1 | 03/09/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Evan C Davies | 6219289 | 5 | 01/19/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Evan C Davies | 6219289 | 5 | 10/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rafi R Jaima | 7527112 | 1 | 09/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose M Santana | 6761883 | 1 | 08/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leah Mucciolo Blackburn | 6362456 | 2 | 07/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Michael Burton | 7523983 | 2 | 07/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Richard Strahle | 6565020 | 1 | 06/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald R Brown | 4194553 | 3 | 05/20/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Dariush Dan Danesh | 2019299 | 1 | 04/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |