Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pamela Jeanne Owens | 4404320 | 2 | 03/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Anne Allen | 7797386 | 1 | 03/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Schebo | 6256944 | 5 | 03/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesus Saenz | 7432753 | 3 | 02/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Graney | 6424824 | 4 | 02/28/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Margaret Larkin Jones | 5961724 | 8 | 02/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George Enderle | 2485756 | 1 | 02/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jaime Alberto Chavez Llerenas | 4851520 | 2 | 02/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Lynn Herrera | 2906642 | 2 | 12/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Camille Andrea Lopez | 5921019 | 1 | 12/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |