Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel T Alt | 6645719 | 1 | 03/26/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Mathew Vollmer | 5134592 | 1 | 03/13/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Cheatle | 5732277 | 2 | 03/06/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Graney | 6424824 | 4 | 02/05/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Elgartas Eirosius | 7858339 | 2 | 01/22/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael P Kachur | 5227682 | 1 | 12/13/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Jones | 7535977 | 1 | 10/26/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael B Murphy | 3075678 | 1 | 06/20/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joe Mangiafico | 5529965 | 1 | 05/31/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Paul Newitt | 5200931 | 2 | 09/05/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |