Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jordan Skolnick | 7448350 | 1 | 07/06/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David John Zauner | 2027403 | 2 | 03/28/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cristian Witcher | 7763352 | 1 | 09/01/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joel Dylan Shafer | 7432013 | 1 | 02/25/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam James Maddox | 6117138 | 1 | 02/13/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bennett Christopher Sacks | 6962351 | 2 | 07/13/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam Schopp | 7192005 | 2 | 09/09/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Parker Reeves | 6829753 | 1 | 08/18/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marcus Allen Parker | 6921998 | 2 | 05/23/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tyler John Graham | 7208765 | 1 | 11/25/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |