Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Louis Kevin Jeffries | 4847209 | 8 | 10/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Kevin Jeffries | 4847209 | 8 | 10/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Joseph Dauer | 4862901 | 2 | 10/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Kevin Jeffries | 4847209 | 8 | 10/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Kevin Jeffries | 4847209 | 8 | 10/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Patrick Duffy | 5128611 | 1 | 10/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kateryna Puchowicz | 5952424 | 1 | 08/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Keith Peppers | 1754846 | 2 | 08/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bennett Christopher Sacks | 6962351 | 2 | 08/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Margaret Larkin Jones | 5961724 | 8 | 07/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |