Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Lee Ferguson | 1792519 | 1 | 04/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dariush Dan Danesh | 2019299 | 1 | 04/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erika G Galen | 7483982 | 1 | 03/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arun Rajaram | 6443234 | 1 | 01/21/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Pornnipa Pongvitayapanu | 2524090 | 1 | 01/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Margaret Larkin Jones | 5961724 | 8 | 12/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Kevin Jeffries | 4847209 | 8 | 10/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Kevin Jeffries | 4847209 | 8 | 10/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Kevin Jeffries | 4847209 | 8 | 10/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Kevin Jeffries | 4847209 | 8 | 10/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |