Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Everett Pruden | 7852090 | 1 | 02/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Alexander Shedleski | 2231290 | 3 | 12/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barbara Kaye Janik | 2380604 | 1 | 11/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janice C Uberecken | 2341262 | 2 | 10/22/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Andrew Valentine | 2334877 | 9 | 10/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Joseph Roedl | 5821964 | 1 | 09/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leah Mucciolo Blackburn | 6362456 | 1 | 07/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Keith Peppers | 1754846 | 2 | 07/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Richard Strahle | 6565020 | 1 | 06/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Andrew Valentine | 2334877 | 9 | 05/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |