Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elizabeth Anne Ley | 6735295 | 1 | 01/11/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carl David Isaac | 1956375 | 3 | 05/31/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roddy Read | 2063338 | 3 | 03/27/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Blaise Doherty | 1325333 | 1 | 05/03/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Diane Laura Brennan | 4231314 | 1 | 08/04/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael F Rubin | 1940438 | 1 | 03/05/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Joe Jimerson | 2036729 | 5 | 12/19/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Petropoulos | 1541317 | 1 | 10/01/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Moe Javantash | 6820499 | 1 | 10/20/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Lamar Clark | 2831179 | 1 | 02/13/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |