Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kerwyn Neil Escayg | 4067573 | 2 | 11/19/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Dow Brooks | 4653219 | 4 | 03/29/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip C Thornberry | 5041440 | 1 | 01/18/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Glenn Dale Weyand | 1343866 | 3 | 06/06/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Edward Laino | 4174745 | 1 | 12/16/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Bishop | 2879349 | 3 | 07/16/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kerry K Kline | 4478808 | 1 | 06/15/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Seshagiri Mandava | 5097727 | 2 | 10/30/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Amit Rasiklal Gandhi | 1611030 | 1 | 08/13/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brent A Pinkerton | 1079954 | 1 | 04/07/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |