Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose M Borro | 6010700 | 2 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Debra Herrlinger | 2090573 | 3 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Renard Wilson | 4533681 | 5 | 12/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dwayne Epplin | 6340740 | 1 | 12/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maurice Rene Levesque | 1822531 | 2 | 10/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George Chui | 5534010 | 2 | 10/03/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donna Marie Delmar | 1649124 | 1 | 09/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alf Martin Markussen | 7639898 | 3 | 03/14/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Niles L Parn | 5834996 | 1 | 02/27/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Roger Sheinkopf | 1191417 | 2 | 11/30/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |