Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey James Colchin | 1571900 | 2 | 09/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luis Daniel Negron | 2758900 | 5 | 09/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Rae Nidetch | 5167081 | 1 | 08/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Gerard Howard | 2621872 | 1 | 08/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Abrams | 2693512 | 2 | 08/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Wayne Wever | 6131262 | 1 | 08/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Francis | 6324941 | 1 | 08/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Edward Ferlin | 1984097 | 1 | 08/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Doreen Kramer | 2507970 | 2 | 07/28/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ava M Zehm | 6838178 | 1 | 07/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |