Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Debra Herrlinger | 2090573 | 3 | 11/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Joseph Reid | 7859246 | 1 | 11/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew James Masterson | 6771718 | 2 | 11/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew James Masterson | 6771718 | 2 | 11/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Krug | 2900647 | 5 | 11/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Franklin Hanna Jr | 2204890 | 1 | 11/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Debra Herrlinger | 2090573 | 3 | 11/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joel T Barjenbruch | 5295640 | 1 | 10/29/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Blancq | 6613034 | 1 | 10/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Michael Schlaack | 4095320 | 1 | 10/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |