Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip Joseph Spica | 2658960 | 5 | 12/12/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edgar Montenegro | 4768006 | 4 | 12/01/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Chet Gadomski | 7015396 | 1 | 10/26/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas C Harris | 7851569 | 2 | 09/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas C Harris | 7851569 | 2 | 09/18/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Allison V Destefano | 6910184 | 3 | 08/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos Felipe Fierro | 5545378 | 1 | 08/10/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gina Kathleen Scafani | 7860080 | 1 | 06/22/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ann T Todisco | 2578349 | 1 | 06/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emmanuel Willis | 7797606 | 4 | 05/30/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |