Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ikuyo Hiraguchi | 4742401 | 1 | 05/31/2018 | Customer Dispute | Denied | $7,964.63 | $0.00 | See FINRA Report |
| Todd Hamilton Halberg | 6240892 | 1 | 05/02/2018 | Customer Dispute | Denied | $7,708.44 | $0.00 | See FINRA Report |
| James Arthur Sobania | 4654969 | 1 | 04/05/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Preetinder Singh Chatha | 2537813 | 1 | 03/20/2018 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Brandon Boyd Hanna | 3225573 | 2 | 01/17/2018 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
| Henry Anthony Diiorio | 1027863 | 2 | 12/28/2017 | Customer Dispute | Denied | $73,450.00 | $0.00 | See FINRA Report |
| Craig Eugene Friedrichsen | 2774629 | 6 | 12/15/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Marion Ann Watkins | 4364340 | 1 | 11/08/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Keith Johnson | 2455741 | 3 | 09/06/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Tipton Bryan | 1130561 | 3 | 08/02/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |