Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Kirby Franklin | 5899627 | 2 | 02/13/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gerald Daniel Bye | 1067750 | 2 | 01/30/2019 | Customer Dispute | Denied | $5,000.01 | $0.00 | See FINRA Report |
| Jamshed Merwan Irani | 1964744 | 1 | 01/28/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alexander G L Fennell | 5664774 | 1 | 12/06/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip Michael Curran | 1661194 | 2 | 10/15/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dustin William Scobey | 5037031 | 1 | 09/20/2018 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Edward Cuello | 5951124 | 1 | 08/28/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Ann Yost | 5716991 | 1 | 07/27/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Errol Fernando | 2565558 | 3 | 07/27/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vincent J Hirsch | 246767 | 1 | 06/26/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |