Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Bonich | 1286227 | 2 | 03/23/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Fermon L Owens | 2144350 | 3 | 12/09/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Randall Swank | 2706148 | 2 | 10/10/2019 | Customer Dispute | Denied | $4,000.00 | $0.00 | See FINRA Report |
| Janice C Uberecken | 2341262 | 2 | 08/01/2019 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Hiten R Sheth | 5974961 | 1 | 07/22/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas Love | 2127851 | 2 | 07/17/2019 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Kurtis Trenton Neeld | 6973689 | 1 | 07/02/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Melvin Adolf Goss | 2001949 | 2 | 06/28/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Avon Cleotis White | 1070181 | 1 | 04/04/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Russell Terrance Wolf | 4679079 | 1 | 03/08/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |