Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Harold Gisleson | 3242487 | 1 | 06/25/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lori Kay Bebee | 2231647 | 1 | 06/18/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward Russell Folsom | 1663446 | 1 | 06/18/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Wesley Forte | 2099222 | 3 | 05/24/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Earl Schaney | 4775302 | 1 | 05/18/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Charles Vasu | 1563100 | 2 | 05/12/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Scot Kazinec | 1726957 | 3 | 02/03/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Melvin Adolf Goss | 2001949 | 2 | 02/01/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jacob Valentine Hoffmann | 6107256 | 3 | 02/01/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jerry Allen Wade | 4963820 | 1 | 11/17/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |