Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Norman Tornow | 2340857 | 1 | 10/18/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tyler Gordon Munro | 7192667 | 1 | 09/19/2022 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Robert David Larkin | 4153118 | 1 | 07/28/2022 | Customer Dispute | Denied | $17,733.20 | $0.00 | See FINRA Report |
| Jessica Lynne Walgenbach | 6435431 | 1 | 07/27/2022 | Customer Dispute | Denied | $15,112.00 | $0.00 | See FINRA Report |
| David R Miller | 5663240 | 1 | 07/18/2022 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Thomas Eugene Marks | 2702476 | 3 | 06/30/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Michael Martin | 6251448 | 1 | 06/27/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randy Lee Husman | 801145 | 5 | 06/10/2022 | Customer Dispute | Denied | $14,592.00 | $0.00 | See FINRA Report |
| Travis W Clark | 6816834 | 1 | 05/25/2022 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Evan Loar Perets | 5778033 | 1 | 05/13/2022 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |