Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pratik Pravinchandra Shah | 2134811 | 2 | 07/27/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randall Blake Barkhurst | 2104888 | 3 | 07/19/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Harrison | 6332769 | 2 | 04/12/2017 | Customer Dispute | Denied | $12,788.00 | $0.00 | See FINRA Report |
| Gail Eva Hollingsworth | 2982050 | 2 | 03/30/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas E Olmstead | 4527115 | 3 | 03/30/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Andrew Valentine | 2334877 | 9 | 03/27/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard James Presky | 1394759 | 2 | 03/03/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kurt Arthur Schummer | 3272406 | 4 | 02/24/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Myron Etheridge | 5966876 | 1 | 02/24/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Avelino Correia Andrade | 1129061 | 3 | 01/23/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |