Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jacob Valentine Hoffmann | 6107256 | 3 | 02/01/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Yuemei Sun | 5760775 | 2 | 12/23/2020 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Kristin Pennock Jackson | 6404235 | 1 | 12/02/2020 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Francis Joseph Dougherty | 4821828 | 1 | 11/20/2020 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Jerry Allen Wade | 4963820 | 1 | 11/17/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Quinn Skwiot | 2783685 | 1 | 11/10/2020 | Customer Dispute | Denied | $25,201.80 | $0.00 | See FINRA Report |
| Ronald Patrick Majewski | 1641024 | 1 | 11/10/2020 | Customer Dispute | Denied | $25,201.80 | $0.00 | See FINRA Report |
| Yuemei Sun | 5760775 | 2 | 11/03/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Leonard Alan Feigenbaum | 205579 | 7 | 10/20/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Timothy John Gilmore | 2479049 | 2 | 09/01/2020 | Customer Dispute | Denied | $25,848.20 | $0.00 | See FINRA Report |