Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tran Tracy Luong | 5667946 | 1 | 06/14/2021 | Customer Dispute | Settled | $19,000.00 | $0.00 | See FINRA Report |
| Joseph Wesley Forte | 2099222 | 3 | 05/24/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Earl Schaney | 4775302 | 1 | 05/18/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Charles Vasu | 1563100 | 2 | 05/12/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andreas Teddy Dailey | 1766442 | 2 | 05/11/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christina Chen Blovad | 6911446 | 1 | 04/20/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bashar F Hakim | 2878558 | 5 | 04/15/2021 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Patrick John Adams | 5461474 | 1 | 03/18/2021 | Customer Dispute | Settled | $12,846.00 | $0.00 | See FINRA Report |
| Brian Scot Kazinec | 1726957 | 3 | 02/03/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Melvin Adolf Goss | 2001949 | 2 | 02/01/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |