Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Eugene Friedrichsen | 2774629 | 6 | 11/22/2021 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| Jason S Yang | 6610405 | 1 | 11/02/2021 | Customer Dispute | Denied | $7,200.00 | $0.00 | See FINRA Report |
| Stephen Jack Scaccetti | 1011019 | 1 | 09/29/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Craig Eugene Friedrichsen | 2774629 | 6 | 09/09/2021 | Customer Dispute | Withdrawn | $105,000.00 | $0.00 | See FINRA Report |
| Lola Eugenia Eyles | 4339411 | 1 | 08/19/2021 | Customer Dispute | Denied | $95,076.70 | $0.00 | See FINRA Report |
| Frank Mastrosimone | 322615 | 4 | 08/04/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Brian Scot Kazinec | 1726957 | 3 | 07/12/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Harold Gisleson | 3242487 | 1 | 06/25/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lori Kay Bebee | 2231647 | 1 | 06/18/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward Russell Folsom | 1663446 | 1 | 06/18/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |