Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Leo Defano | 2691330 | 1 | 04/27/2022 | Customer Dispute | Settled | $9,662.00 | $0.00 | See FINRA Report |
| Jarod Richard Haglin | 5431136 | 1 | 04/22/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chinan Ou | 2487121 | 1 | 04/22/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Wayne Hartrich | 1722665 | 1 | 04/21/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David William Smith | 5349530 | 1 | 03/28/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Denise Gadot | 2131807 | 2 | 03/02/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Raymond Denardo | 5762461 | 1 | 01/21/2022 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Barry James Gilrane | 3088659 | 1 | 01/21/2022 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Fermon L Owens | 2144350 | 3 | 12/17/2021 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Nader Taghavi | 1967602 | 2 | 11/26/2021 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |