Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Shin | 6834197 | 2 | 07/13/2023 | Customer Dispute | Denied | $8,131.08 | $0.00 | See FINRA Report |
| Jeffrey Michael Moravchik | 4427014 | 4 | 06/08/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jairo Enrique Mejia | 6482873 | 1 | 05/15/2023 | Customer Dispute | Denied | $50,850.00 | $0.00 | See FINRA Report |
| Michael Pechersky | 2810249 | 1 | 05/10/2023 | Customer Dispute | Denied | $18,564.80 | $0.00 | See FINRA Report |
| Andrew Philip Reynolds | 2095526 | 1 | 05/04/2023 | Customer Dispute | Denied | $7,095.00 | $0.00 | See FINRA Report |
| Theodore Manzanares | 4724625 | 1 | 04/10/2023 | Customer Dispute | Denied | $10,054.90 | $0.00 | See FINRA Report |
| Travis E Hudson | 4825700 | 3 | 03/30/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Noele Pace | 7338199 | 1 | 03/20/2023 | Customer Dispute | Settled | $8,165.80 | $0.00 | See FINRA Report |
| Jacob Yashar | 1066494 | 1 | 03/15/2023 | Customer Dispute | Denied | $5,459.76 | $0.00 | See FINRA Report |
| Kimberly Ann Pennine | 6887578 | 1 | 02/28/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |