Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dana Steven Pelkey | 4128420 | 1 | 11/27/2023 | Customer Dispute | Settled | $35,415.10 | $0.00 | See FINRA Report |
| Craig Eugene Friedrichsen | 2774629 | 6 | 11/22/2023 | Customer Dispute | Pending | $41,500.00 | $0.00 | See FINRA Report |
| Jeffery Alan Hiestand | 2001098 | 2 | 11/21/2023 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Javodrick Devon Warfield | 6169852 | 1 | 11/10/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Andrew Valentine | 2334877 | 9 | 10/11/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Phillip Joseph Batchelder | 1862856 | 3 | 09/28/2023 | Customer Dispute | Denied | $52,471.00 | $0.00 | See FINRA Report |
| Joanna J Wang | 4056171 | 2 | 08/25/2023 | Customer Dispute | Denied | $22,884.80 | $0.00 | See FINRA Report |
| Matthew Joseph Donnino | 5539698 | 1 | 08/14/2023 | Customer Dispute | Closed-No Action | $6,463.76 | $0.00 | See FINRA Report |
| Michael Scott Arteca | 4550695 | 7 | 08/08/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randall Blake Barkhurst | 2104888 | 3 | 07/26/2023 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |