Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jacob Valentine Hoffmann | 6107256 | 3 | 11/02/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Joseph Schnall | 1942860 | 3 | 10/30/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Keith Johnson | 2455741 | 3 | 09/06/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Tipton Bryan | 1130561 | 3 | 08/02/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Pratik Pravinchandra Shah | 2134811 | 2 | 07/27/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randall Blake Barkhurst | 2104888 | 3 | 07/19/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas A Rodak | 6232861 | 1 | 07/17/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kanwar Singh Bedi | 1453810 | 2 | 07/11/2017 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Steven Harrison | 6332769 | 2 | 04/12/2017 | Customer Dispute | Denied | $12,788.00 | $0.00 | See FINRA Report |
| Bryan Nelson Johnson | 2725555 | 2 | 03/31/2017 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |