Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandon Boyd Hanna | 3225573 | 2 | 01/17/2018 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
| Henry Anthony Diiorio | 1027863 | 2 | 12/28/2017 | Customer Dispute | Denied | $73,450.00 | $0.00 | See FINRA Report |
| Jeffrey G Erb | 1807013 | 1 | 12/26/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Joseph Zardavets | 2760607 | 1 | 12/21/2017 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Matthew C McDonough | 6015156 | 3 | 12/20/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Craig Eugene Friedrichsen | 2774629 | 6 | 12/15/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Scott Arteca | 4550695 | 7 | 12/15/2017 | Customer Dispute | Settled | $81,000.00 | $0.00 | See FINRA Report |
| Charles Thomas Pascoe | 2003524 | 5 | 11/29/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Keith Johnson | 2455741 | 3 | 11/29/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marion Ann Watkins | 4364340 | 1 | 11/08/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |