Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip Michael Curran | 1661194 | 2 | 10/15/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Joseph Schnall | 1942860 | 3 | 10/11/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dustin William Scobey | 5037031 | 1 | 09/20/2018 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Kenneth Alexander Shedleski | 2231290 | 3 | 08/31/2018 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Edward Cuello | 5951124 | 1 | 08/28/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Ann Yost | 5716991 | 1 | 07/27/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Errol Fernando | 2565558 | 3 | 07/27/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vincent J Hirsch | 246767 | 1 | 06/26/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bashar F Hakim | 2878558 | 5 | 06/13/2018 | Customer Dispute | Withdrawn | $5,147.61 | $0.00 | See FINRA Report |
| Ikuyo Hiraguchi | 4742401 | 1 | 05/31/2018 | Customer Dispute | Denied | $7,964.63 | $0.00 | See FINRA Report |