Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Lee Edkins | 1179297 | 1 | 03/10/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brenda Louise Labar | 4517754 | 4 | 02/21/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wayne Andrew Blanchette | 1436509 | 2 | 02/20/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Myra Miller | 5457352 | 1 | 02/07/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gilbert Arthur Gallahar | 6322554 | 1 | 12/24/2019 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Fermon L Owens | 2144350 | 3 | 12/09/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kurt Arthur Schummer | 3272406 | 4 | 11/13/2019 | Customer Dispute | Settled | $11,770.30 | $0.00 | See FINRA Report |
| Clarissa Iris Holmes | 4867991 | 2 | 10/22/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Randall Swank | 2706148 | 2 | 10/10/2019 | Customer Dispute | Denied | $4,000.00 | $0.00 | See FINRA Report |
| Michael John Libmann | 1323896 | 4 | 09/06/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |