Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Philip Rose | 2676027 | 1 | 08/25/2020 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Charles Thomas Pascoe | 2003524 | 5 | 08/03/2020 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Robert Buckman | 2130186 | 2 | 07/24/2020 | Customer Dispute | Denied | $12,134.00 | $0.00 | See FINRA Report |
| Christopher Marcum | 6050652 | 1 | 07/17/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Maureen G Umana Boone | 6460266 | 2 | 07/15/2020 | Customer Dispute | Denied | $25,848.20 | $0.00 | See FINRA Report |
| Shuang Guo | 6728775 | 1 | 06/23/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Dean Shull | 6032056 | 1 | 05/18/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas John Chun | 5563645 | 1 | 04/14/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Bonich | 1286227 | 2 | 03/23/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Kirwin | 6044932 | 1 | 03/18/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |