Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Paul Newitt | 5200931 | 2 | 09/05/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerry Pak | 6054452 | 2 | 08/25/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael J Kane | 4919441 | 1 | 08/31/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Kirby Franklin | 5899627 | 2 | 07/26/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marlin M Thomas | 6302117 | 1 | 12/15/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandon Jansma | 5483092 | 5 | 06/13/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Brown | 5019492 | 1 | 05/02/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Jesus Capella | 2067540 | 2 | 12/24/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hung Manh Huynh | 6864444 | 1 | 11/01/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian William McCully | 5718122 | 1 | 01/06/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |