Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Scott Raymond | 2986691 | 3 | 12/28/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dagmawe Girma | 5667432 | 1 | 10/01/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| June Wang Scortino | 3135155 | 1 | 07/21/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandon Jansma | 5483092 | 5 | 05/16/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Cheatle | 5732277 | 2 | 02/09/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Jason Reinhard | 7288215 | 2 | 01/06/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zachary Murray Adams | 6825658 | 1 | 10/05/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerald Thomas Dowling | 7259839 | 1 | 10/02/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Russell Taylor | 6778755 | 1 | 07/04/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rachelle A Lanier | 3118810 | 2 | 06/19/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |