Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Oleg Kryzanovski | 6111895 | 1 | 06/09/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Edward Katenkamp | 4491420 | 3 | 03/14/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam Schopp | 7192005 | 2 | 02/13/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Logan Thomas Dirks | 7844993 | 1 | 04/02/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Christopher McHugh | 5784387 | 1 | 11/30/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael O'Connor | 7787906 | 1 | 08/10/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Jason Reinhard | 7288215 | 2 | 07/23/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Graney | 6424824 | 4 | 12/30/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Phu Si Phan | 7072903 | 1 | 07/18/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandon Jansma | 5483092 | 5 | 07/09/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |