Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nathanael Sidor | 7811741 | 1 | 05/18/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip Joseph Spica | 2658960 | 5 | 01/05/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas E Olmstead | 4527115 | 3 | 07/11/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Paul Jordan | 6847381 | 1 | 07/10/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael T Bloss | 6012140 | 1 | 05/19/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carl Edward Fallo | 2055666 | 1 | 12/24/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Paul Benns | 5647432 | 1 | 11/30/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Robert Edmond | 5492612 | 1 | 11/15/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alexander Winton Deitch | 6634903 | 1 | 10/11/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Douglas Allen Detmer | 2151611 | 1 | 07/11/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |