Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tyler John Graham | 7208765 | 1 | 11/25/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Scott Sullinger | 6719947 | 1 | 10/16/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Jacobs | 2694605 | 1 | 10/15/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bruce Alan Clithero | 7249525 | 1 | 09/21/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marcus Allen Parker | 6921998 | 2 | 05/06/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dustin Tyler Mead | 5759076 | 1 | 03/05/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gardine Percy Wilson | 6644428 | 2 | 11/03/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Denbraver | 7447771 | 2 | 10/26/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffry Donald Curry | 7181779 | 1 | 05/30/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Denbraver | 7447771 | 2 | 12/15/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |