Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Eugene Marks | 2702476 | 3 | 02/08/2010 | Customer Dispute | Closed-No Action | $17,500.00 | $0.00 | See FINRA Report |
| Kanwar Singh Bedi | 1453810 | 2 | 12/07/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brett Kirkland Moore | 1100774 | 3 | 10/06/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Leonard Alan Feigenbaum | 205579 | 7 | 04/08/2008 | Customer Dispute | Closed-No Action | $10,155.00 | $0.00 | See FINRA Report |
| Daniel Patrick Covell | 4380057 | 1 | 11/17/2005 | Customer Dispute | Closed-No Action | $17,879.10 | $0.00 | See FINRA Report |
| Gerald Daniel Bye | 1067750 | 2 | 06/28/2005 | Customer Dispute | Closed-No Action | $93,075.90 | $0.00 | See FINRA Report |
| Richard Henry Streeter | 1072391 | 1 | 04/25/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Curtis | 4448165 | 1 | 01/18/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Randy Lee Husman | 801145 | 5 | 04/29/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Guiping Zhuang | 2748888 | 1 | 02/10/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |