Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan Nelson Johnson | 2725555 | 2 | 03/31/2017 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Steven Jay Schiavo | 1164805 | 2 | 09/01/2016 | Customer Dispute | Closed-No Action | $1,500.00 | $0.00 | See FINRA Report |
| Matthew C McDonough | 6015156 | 3 | 05/27/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jesse Brett Butler | 4260239 | 4 | 06/26/2015 | Customer Dispute | Closed-No Action | $208,175.00 | $0.00 | See FINRA Report |
| David Lee Johnson | 4261453 | 1 | 05/26/2015 | Customer Dispute | Closed-No Action | $211,000.00 | $0.00 | See FINRA Report |
| Neil Robert Matsch | 1939286 | 1 | 03/27/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Alexander Ogrodnick | 2516489 | 4 | 11/10/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Dwayne C Johnson | 5871103 | 1 | 01/06/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Peter Anson Schutt | 4201977 | 1 | 10/02/2013 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Edgardo Federico Guevara | 2568269 | 1 | 02/26/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |