Our Staff has compiled our research into a database of FINRA Broker Disclosures for Paulson Investment Company LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Helmuth Endres | 1565192 | 2 | 12/03/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Setteducati | 1352722 | 10 | 10/23/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Setteducati | 1352722 | 10 | 09/11/1997 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Setteducati | 1352722 | 10 | 08/26/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Franklin Horjes | 1695285 | 3 | 04/22/1992 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| John Franklin Horjes | 1695285 | 3 | 06/20/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Franklin Horjes | 1695285 | 3 | 05/24/1991 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| Eugene Lee Webb | 1851855 | 5 | 10/18/1990 | Customer Dispute | Award / Judgment | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Setteducati | 1352722 | 10 | 03/29/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Anthony Wojnowski | 1037990 | 4 | 08/12/1987 | Customer Dispute | Settled | $51,507.10 | $0.00 | See FINRA Report |