Our Staff has compiled our research into a database of FINRA Broker Disclosures for Paulson Investment Company LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Joseph Setteducati | 1352722 | 10 | 06/16/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Setteducati | 1352722 | 10 | 05/01/1999 | Customer Dispute | Settled | $473,300.00 | $0.00 | See FINRA Report |
| Robert Joseph Setteducati | 1352722 | 10 | 04/01/1999 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Setteducati | 1352722 | 10 | 04/01/1999 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Setteducati | 1352722 | 10 | 03/01/1999 | Customer Dispute | Settled | $55,308.00 | $0.00 | See FINRA Report |
| Mark Arthur Welch | 2085171 | 4 | 03/01/1999 | Customer Dispute | Award / Judgment | $20,280.00 | $2,000.00 | See FINRA Report |
| Mark Arthur Welch | 2085171 | 4 | 02/24/1999 | Customer Dispute | Pending | $110,000.00 | $0.00 | See FINRA Report |
| Hercules Dorn Stewart | 2243501 | 1 | 05/19/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Arthur Welch | 2085171 | 4 | 03/30/1998 | Customer Dispute | Withdrawn | $25,791.20 | $0.00 | See FINRA Report |
| Robert Joseph Setteducati | 1352722 | 10 | 12/17/1997 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |