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FINRA Broker Disclosures for Paulson Investment Company LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Paulson Investment Company LLC. Search or filter the database to find more about a specific broker.

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Displaying 31-40 out of 71 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michelle Teitelbaum2042835103/03/2008Judgment / Lien$0.00$0.00See FINRA Report
Timothy John Dabulis2302842409/26/2006RegulatoryFinal$0.00$0.00See FINRA Report
Eugene Lee Webb1851855510/29/2005CriminalFinal Disposition$0.00$0.00See FINRA Report
Mark Arthur Welch2085171405/24/2004Investigation$0.00$0.00See FINRA Report
Gary Lawrance Saccaro18068631604/23/2004Customer DisputeSettled$900,000.00$0.00See FINRA Report
Daniel James Mancuso2519423409/22/2003Customer DisputeSettled$254,535.00$0.00See FINRA Report
Gary Lawrance Saccaro18068631611/18/2002Customer DisputeDenied$1,200,000.00$0.00See FINRA Report
Gary Lawrance Saccaro18068631609/15/2002Customer DisputeSettled$300,000.00$0.00See FINRA Report
Gary Lawrance Saccaro18068631607/15/2002Customer DisputeSettled$1,250,000.00$0.00See FINRA Report
Gary Lawrance Saccaro18068631602/22/2002Customer DisputeSettled$0.00$0.00See FINRA Report

71 Results

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