Our Staff has compiled our research into a database of FINRA Broker Disclosures for Paulson Investment Company LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel James Mancuso | 2519423 | 4 | 02/06/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Hazem Algendi | 6532152 | 2 | 08/23/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel James Mancuso | 2519423 | 4 | 12/07/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel James Mancuso | 2519423 | 4 | 02/27/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Lawrance Saccaro | 1806863 | 16 | 01/12/2012 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Donald Anthony Wojnowski | 1037990 | 4 | 10/07/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Collins Cassels | 2890578 | 2 | 01/14/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Anthony Wojnowski | 1037990 | 4 | 05/05/2009 | Customer Dispute | Award / Judgment | $100,000.00 | $140,000.00 | See FINRA Report |
| Trent Donald Davis | 2137171 | 2 | 04/03/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Lawrance Saccaro | 1806863 | 16 | 09/05/2008 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |