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FINRA Broker Disclosures for Paulson Investment Company LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Paulson Investment Company LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 71 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Eugene Lee Webb1851855503/20/2018Customer DisputeDenied$160,000.00$0.00See FINRA Report
John Collins Cassels2890578201/25/2018Judgment / Lien$0.00$0.00See FINRA Report
Michael Joseph Nadler6660890201/08/2018RegulatoryFinal$0.00$0.00See FINRA Report
Kurt Alfred Hurst1681153109/07/2017RegulatoryFinal$0.00$0.00See FINRA Report
Timothy John Dabulis2302842408/03/2017FinancialFinal$0.00$0.00See FINRA Report
Michael Joseph Nadler6660890203/26/2016CriminalFinal Disposition$0.00$0.00See FINRA Report
Hazem Algendi6532152211/01/2015FinancialFinal$0.00$0.00See FINRA Report
Wilbur Fourth Inscho2880234211/01/2015FinancialFinal$0.00$0.00See FINRA Report
Wilbur Fourth Inscho2880234211/01/2014FinancialFinal$0.00$0.00See FINRA Report
Timothy John Dabulis2302842410/30/2014FinancialFinal$0.00$0.00See FINRA Report

71 Results

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