Our Staff has compiled our research into a database of FINRA Broker Disclosures for Paulson Investment Company LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Lawrance Saccaro | 1806863 | 16 | 03/12/2001 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Setteducati | 1352722 | 10 | 06/16/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Setteducati | 1352722 | 10 | 05/01/1999 | Customer Dispute | Settled | $473,300.00 | $0.00 | See FINRA Report |
| Robert Joseph Setteducati | 1352722 | 10 | 04/01/1999 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Setteducati | 1352722 | 10 | 04/01/1999 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Setteducati | 1352722 | 10 | 03/01/1999 | Customer Dispute | Settled | $55,308.00 | $0.00 | See FINRA Report |
| Robert Joseph Setteducati | 1352722 | 10 | 12/17/1997 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| John Franklin Horjes | 1695285 | 3 | 04/22/1992 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| John Franklin Horjes | 1695285 | 3 | 05/24/1991 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| Donald Anthony Wojnowski | 1037990 | 4 | 08/12/1987 | Customer Dispute | Settled | $51,507.10 | $0.00 | See FINRA Report |