Our Staff has compiled our research into a database of FINRA Broker Disclosures for Paulson Investment Company LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Trent Donald Davis | 2137171 | 2 | 04/03/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy John Dabulis | 2302842 | 4 | 09/26/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Setteducati | 1352722 | 10 | 10/23/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Setteducati | 1352722 | 10 | 08/26/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Franklin Horjes | 1695285 | 3 | 06/20/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Setteducati | 1352722 | 10 | 03/29/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |