Our Staff has compiled our research into a database of FINRA Broker Disclosures for Paulson Investment Company LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Lawrance Saccaro | 1806863 | 16 | 03/12/2001 | Customer Dispute | Withdrawn | $45,000.00 | $0.00 | See FINRA Report |
| Gary Lawrance Saccaro | 1806863 | 16 | 03/12/2001 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Gary Lawrance Saccaro | 1806863 | 16 | 03/09/2001 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Gary Lawrance Saccaro | 1806863 | 16 | 03/05/2001 | Customer Dispute | Denied | $750,000.00 | $0.00 | See FINRA Report |
| Gary Lawrance Saccaro | 1806863 | 16 | 11/08/2000 | Customer Dispute | Withdrawn | $500,000.00 | $0.00 | See FINRA Report |
| Thomas Helmuth Endres | 1565192 | 2 | 08/09/2000 | Customer Dispute | Closed-No Action | $26,368.00 | $0.00 | See FINRA Report |
| Robert Joseph Setteducati | 1352722 | 10 | 06/16/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Setteducati | 1352722 | 10 | 05/01/1999 | Customer Dispute | Settled | $473,300.00 | $0.00 | See FINRA Report |
| Robert Joseph Setteducati | 1352722 | 10 | 04/01/1999 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Setteducati | 1352722 | 10 | 04/01/1999 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |