Our Staff has compiled our research into a database of FINRA Broker Disclosures for Paulson Investment Company LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Gary Lawrance Saccaro | 1806863 | 16 | 04/23/2004 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |
Daniel James Mancuso | 2519423 | 4 | 09/22/2003 | Customer Dispute | Settled | $254,535.00 | $0.00 | See FINRA Report |
Gary Lawrance Saccaro | 1806863 | 16 | 11/18/2002 | Customer Dispute | Denied | $1,200,000.00 | $0.00 | See FINRA Report |
Gary Lawrance Saccaro | 1806863 | 16 | 09/15/2002 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
Gary Lawrance Saccaro | 1806863 | 16 | 07/15/2002 | Customer Dispute | Settled | $1,250,000.00 | $0.00 | See FINRA Report |
Gary Lawrance Saccaro | 1806863 | 16 | 02/22/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Gary Lawrance Saccaro | 1806863 | 16 | 04/07/2001 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
Gary Lawrance Saccaro | 1806863 | 16 | 03/28/2001 | Customer Dispute | Denied | $104,000.00 | $0.00 | See FINRA Report |
Gary Lawrance Saccaro | 1806863 | 16 | 03/26/2001 | Customer Dispute | Withdrawn | $66,520.00 | $0.00 | See FINRA Report |
Gary Lawrance Saccaro | 1806863 | 16 | 03/22/2001 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |