Our Staff has compiled our research into a database of FINRA Broker Disclosures for Keybanc Capital Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark J Koster | 1854074 | 1 | 03/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Raymond Joseph Lemanski | 1088614 | 1 | 02/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Elmin Ramovic | 6653219 | 3 | 10/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elmin Ramovic | 6653219 | 3 | 08/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elmin Ramovic | 6653219 | 3 | 07/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Charles Messer | 2697487 | 1 | 03/09/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Mandl | 7484915 | 1 | 09/19/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samuel Morgan Adams | 5919923 | 1 | 03/31/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Ryan Bumrungkittikul | 5247851 | 1 | 05/27/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Charles Loffredo | 4126632 | 1 | 02/16/2008 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |