Our Staff has compiled our research into a database of FINRA Broker Disclosures for Keybanc Capital Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Raymond Joseph Lemanski | 1088614 | 1 | 02/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Elmin Ramovic | 6653219 | 3 | 10/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Elmin Ramovic | 6653219 | 3 | 08/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Elmin Ramovic | 6653219 | 3 | 07/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Paul Charles Messer | 2697487 | 1 | 03/09/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William Mandl | 7484915 | 1 | 09/19/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Richard Rollin Crose | 6292705 | 6 | 07/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Richard Rollin Crose | 6292705 | 6 | 07/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Richard Rollin Crose | 6292705 | 6 | 07/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Richard Rollin Crose | 6292705 | 6 | 06/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |