Our Staff has compiled our research into a database of FINRA Broker Disclosures for TD Ameritrade Clearing, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tamara Irene Freer | 6848245 | 1 | 12/01/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Robert Young | 5995389 | 1 | 08/22/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mae Dean Patton | 7262288 | 1 | 07/07/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Franklin Weber | 5461638 | 1 | 08/30/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Christopher Novak | 4060505 | 1 | 02/20/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Corry Hunt | 6142728 | 1 | 11/12/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Deshawn Heshima | 6030101 | 3 | 02/07/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Gerard Merkle | 5535094 | 1 | 07/04/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Corey David Umeda | 4990953 | 1 | 01/11/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Antoinette Marie Jones | 4188269 | 1 | 07/28/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |