Our Staff has compiled our research into a database of FINRA Broker Disclosures for TD Ameritrade Clearing, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kate Luang | 5985975 | 1 | 01/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Lynn Cody | 5186103 | 1 | 04/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wissam Yacoub Tomina | 4356147 | 2 | 03/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wissam Yacoub Tomina | 4356147 | 2 | 01/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon M Hardman | 7361265 | 1 | 01/14/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dustin Alan Ellison | 5096648 | 1 | 06/12/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Travis Gerald Raml | 7027122 | 1 | 07/02/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Deshawn Heshima | 6030101 | 3 | 08/21/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Deshawn Heshima | 6030101 | 3 | 07/18/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Castillo | 6627860 | 1 | 05/13/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |